Investor Onboarding

Before you begin

Every document below has to be uploaded before the form will let you submit, so it is worth gathering them first.
Every document below has to be uploaded before the form will let you submit, so it is worth gathering them first.
Photographic ID - passport or driving license
Proof of address — dated within the last three months
Proof of funds — recent bank statements
Source of funds evidence
Investor eligibility evidence USA, EU and UAE only
Investing through a company or partnership? You will also need your registration certificate, shareholder register, and ownership structure up to the ultimate beneficial owners.
You will sign on screen at the end, so use a device you can draw on.
Not sure what applies to you? Email contact@sentinellegal.co.uk or call 0161 528 9544 before you start.
  • Jurisdiction

  • Where are you resident or incorporated?*
  • Onboarding

  • Are you investing as an entity or an individual?*
  • Entity Details

  •  -
  • Individual Details

  • Date of Birth*
     - -
  •  -
  • Investment details

  • United Kingdom

  • Which applies to you?*
  • I had, during the financial year immediately preceding the date that I make this certification, an annual income to the value of £100,000 or more;*
  • I held, throughout the financial year immediately preceding the date that I make this certification, net assets to the value of £250,000 or more.*
  • I have been a member of the network of an angel investor group for at least six months prior to the date of this declaration.*
  • I have made more than one investment in an unlisted company during the previous two years.*
  • I am working, or have worked in the previous two years, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises.*
  • I am currently, or have been in the previous two years, a director of a company with an annual turnover of at least £1 million.*
  • United States of America

  • My individual income exceeded $200,000 in each of the two most recent calendar years, or my joint income with my spouse (or spousal equivalent) exceeded $300,000 in each of those years, and I have a reasonable expectation of reaching the same income level in the current calendar year.*
  • My individual net worth (or joint net worth with my spouse or spousal equivalent) currently exceeds $1,000,000 (N.B: In calculating your net worth, you must exclude the value of your primary residence, as well as any mortgage debt secured by the residence up to its fair market value)*
  • I hold in good standing a professional certification, designation, or credential recognised by the SEC as qualifying for accredited status (e.g. General Securities Representative License/Series 7, Licensed Investment Adviser Representative/Series 65 or Private Securities Offerings Representative/Series 82)*
  • I am signing on behalf of an entity (e.g. a trust, corporation or partnership) with total assets exceeding $5,000,000 that was not formed for the specific purpose of acquiring the securities offered.*
  • Statement and Signature

  • DECLARATION

    Your declaration will be sent separately. For your country we draft a declaration specific to your jurisdiction, so you will not sign one here. Please upload your documents below and submit, and we will email your declaration once it is ready.

  • DECLARATION

    I declare that I am a certified high net worth individual for the purpose of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

    I understand that this means:

    • I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority; and

    • The content of such financial promotions may not conform to rules issued by the Financial Conduct Authority; and

    • I may have no right to complain to either of the following; the Financial Conduct Authority (FCA) or the Financial Ombudsman Scheme (FOS); and

    • I may have no right to seek compensation from the Financial Services Compensation Scheme (FSCS)

    I confirm that I am a certified high net worth individual due to one of the following;

    I had, during the financial year immediately preceding the date that I make this certification, an annual income to the value of £100,000 or more; - {iHad}

    I held, throughout the financial year immediately preceding the date that I make this certification, net assets to the value of £250,000 or more; - {iHeld}

    Net assets for these purposes do not include:

    • The property which is my primary residence or any loan secured on that residence

    • Any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001;

    • Any benefits (in the form of Pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants), or may be, entitled.

    I understand that these thresholds must have been satisfied during the relevant period immediately preceding the date of this declaration.

    STRUCTURAL RISK ACKNOWLEDGEMENT

    I am aware that it is open to me to seek advice from someone who specialises in advising on investments (including unregulated investment schemes).

    I acknowledge that this transaction is a bipartite commercial loan agreement strictly between myself and a UK-incorporated SPV (Special Purpose Vehicle). I accept that the SPV is a separate corporate entity from the law firm and that I assume all structural counterparty risks associated with an unguaranteed corporate debt instrument.

    I understand that PMI Gateway and the SPV, Sentinel 3 SPV Limited, act strictly in a non-advisory, administrative or introductory capacity and do not provide financial, legal, tax, or insurance distribution advice.

    I acknowledge that repayment of the investment is dependent upon the financial performance and obligations of the SPV and is not guaranteed by PMI Gateway, any associated law firm or any other third party.

    SIGNATURE

    By signing below, I agree to the above statements in a way that satisfies the statutory signature requirements set out in the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

  • DECLARATION

    I confirm that I qualify as a self-certified sophisticated investor due to one of the following:

    I have been a member of the network of an angel investor group for at least six months prior to the date of this declaration. - {iHave}

    I have made more than one investment in an unlisted company during the previous two years. - {iHave45}

    I am working, or have worked in the previous two years, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises. - {iAm}

    I am currently, or have been in the previous two years, a director of a company with an annual turnover of at least £1 million. - {iAm47}

    STRUCTURAL RISK ACKNOWLEDGEMENT

    I am aware that it is open to me to seek advice from someone who specialises in advising on investments (including unregulated investment schemes).

    I acknowledge that this transaction is a bipartite commercial loan agreement strictly between myself and a UK-incorporated SPV (Special Purpose Vehicle). I accept that the SPV is a separate corporate entity from the law firm and that I assume all structural counterparty risks associated with an unguaranteed corporate debt instrument.

    I understand that PMI Gateway and the SPV, Sentinel 3 SPV Limited, act strictly in a non-advisory, administrative or introductory capacity and do not provide financial, legal, tax, or insurance distribution advice.

    I acknowledge that repayment of the investment is dependent upon the financial performance and obligations of the SPV and is not guaranteed by PMI Gateway, any associated law firm or any other third party.

    SIGNATURE

    By signing below, I agree to the above statements in a way that satisfies the statutory signature requirements set out in the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

  • DECLARATION

    I hereby certify, warrant, and represent that I am an “Accredited Investor” as defined in Rule 501(a) of Regulation D under the US Securities Act of 1933, as amended. I qualify under at least one of the specific category/categories selected below:

    My individual income exceeded $200,000 in each of the two most recent calendar years, or my joint income with my spouse (or spousal equivalent) exceeded $300,000 in each of those years, and I have a reasonable expectation of reaching the same income level in the current calendar year. - {myIndividual}

    My individual net worth (or joint net worth with my spouse or spousal equivalent) currently exceeds $1,000,000 (N.B: In calculating your net worth, you must exclude the value of your primary residence, as well as any mortgage debt secured by the residence up to its fair market value). - {myIndividual51}

    I hold in good standing a professional certification, designation, or credential recognised by the SEC as qualifying for accredited status (e.g. General Securities Representative License/Series 7, Licensed Investment Adviser Representative/Series 65 or Private Securities Offerings Representative/Series 82). - {iHold}

    I am signing on behalf of an entity (e.g. a trust, corporation or partnership) with total assets exceeding $5,000,000 that was not formed for the specific purpose of acquiring the securities offered. - {iAm53}

    REGULATIONS OFFSHORE TRANSACTION DECLARATION

    By signing below, I further declare and agree that:

    I acknowledge that the transaction is being executed under SEC Regulation S. The seller of the debt instrument is a UK Special Purpose Vehicle (SPV), the offer and sale are intended to be conducted in an offshore transaction within the meaning of Regulation S and the contract will be executed outside USA borders.

    I understand that the loan issued by the SPV has not been, and will not be, registered under the US Securities Act of 1933, and cannot be resold or transferred within the US without registration or an applicable exemption.

    I explicitly confirm that I am requesting the detailed Information Memorandum and Legal Documentation regarding this litigation funding SPV entirely upon my own exclusive initiative and initiated communication with PMI Gateway regarding this litigation funding structure on an unsolicited basis and I have not been targeted by any form of general solicitation or public advertising within the United States of America.

    UK FINANCIAL PROMOTION ACKNOWLEDGEMENT

    I acknowledge that the investment opportunity and related materials are being provided by a UK entity and may constitute a financial promotion under the Financial Services and Markets Act 2000.

    I understand that certain exemptions from the restrictions on financial promotions may apply and that, where applicable, the communication may not have been approved by an FCA-authorised person.

    I understand the protections available to me may differ from those available in relation to regulated investments and that I should consider obtaining independent financial, legal and tax advice before proceeding.

    STRUCTURAL RISK ACKNOWLEDGEMENT

    I am aware that it is open to me to seek advice from someone who specialises in advising on investments (including unregulated investment schemes).

    I acknowledge that this transaction is a bipartite commercial loan agreement strictly between myself and a UK-incorporated SPV (Special Purpose Vehicle). I accept that the SPV is a separate corporate entity from the law firm and that I assume all structural counterparty risks associated with an unguaranteed corporate debt instrument.

    I confirm I have specific knowledge and experience in related financial and business matters to be capable of evaluating the relative economic and operational merits and risks of the investment.

    I understand that PMI Gateway and the SPV, Sentinel 3 SPV Limited, act strictly in a non-advisory, administrative or introductory capacity and do not provide financial, legal, tax, or insurance distribution advice.

    I acknowledge that repayment of the investment is dependent upon the financial performance and obligations of the SPV and is not guaranteed by PMI Gateway, any associated law firm or any other third party.

    I understand that the company is entitled to rely upon this declaration for regulatory purposes.

    SIGNATURE

    By signing below, I agree to the above statements in a way that satisfies the statutory signature requirements set out as per the regulations of my jurisdiction of residency.

  • DECLARATION

    By signing below, I declare and agree that:

    I certify that I am a Professional Client under the applicable national implementation of MiFID II, or an eligible counterparty capable of evaluating the risks of unlisted corporate debt instruments without retail regulatory protections.

    I confirm that I possess sufficient financial knowledge and investment experience to evaluate the merits and risks of the proposed investment.

    I explicitly confirm that I am requesting the detailed Information Memorandum and Legal Documentation regarding this litigation funding SPV entirely upon my own exclusive initiative and I represent that the initial approach to the company was made entirely on the Investor's own initiative.

    I understand that the information is being provided from the United Kingdom in accordance with the applicable laws and regulatory requirements governing cross-border communications and any applicable exemptions in my jurisdiction.

    I understand that the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority; and I may have no right to complain to either of the following; the Financial Conduct Authority (FCA) or the Financial Ombudsman Scheme (FOS); and I may have no right to seek compensation from the Financial Services Compensation Scheme (FSCS).

    STRUCTURAL RISK ACKNOWLEDGEMENT

    I am aware that it is open to me to seek advice from someone who specialises in advising on investments (including unregulated investment schemes).

    I acknowledge that this transaction is a bipartite commercial loan agreement strictly between myself and a UK-incorporated SPV (Special Purpose Vehicle). I accept that the SPV is a separate corporate entity from the law firm and that I assume all structural counterparty risks associated with an unguaranteed corporate debt instrument.

    I understand that PMI Gateway and the SPV, Sentinel 3 SPV Limited, act strictly in a non-advisory, administrative or introductory capacity and do not provide financial, legal, tax, or insurance distribution advice.

    I acknowledge that repayment of the investment is dependent upon the financial performance and obligations of the SPV and is not guaranteed by PMI Gateway, any associated law firm or any other third party.

    I understand that the company is entitled to rely upon this declaration for regulatory purposes.

    SIGNATURE

    By signing below, I agree to the above statements in a way that satisfies the statutory signature requirements set out as per the regulations of my jurisdiction of residency.

  • DECLARATION

    By signing below, I declare and agree that:

    I represent that I satisfy the applicable requirements to be treated as a Professional Client or equivalent category of investor under the regulatory framework applicable to me.

    I explicitly confirm that I am requesting the detailed Information Memorandum and Legal Documentation regarding this litigation funding SPV entirely upon my own exclusive initiative and I represent that the initial approach to the company was made entirely on the Investor's own initiative.

    I understand that this information is being provided to me from the United Kingdom under applicable national laws and regulations of my jurisdiction of residence.

    I understand that the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority; and I may have no right to complain to either of the following; the Financial Conduct Authority (FCA) or the Financial Ombudsman Scheme (FOS); and I may have no right to seek compensation from the Financial Services Compensation Scheme (FSCS).

    STRUCTURAL RISK ACKNOWLEDGEMENT

    I am aware that it is open to me to seek advice from someone who specialises in advising on investments (including unregulated investment schemes).

    I acknowledge that this transaction is a bipartite commercial loan agreement strictly between myself and a UK-incorporated SPV (Special Purpose Vehicle). I accept that the SPV is a separate corporate entity from the law firm and that I assume all structural counterparty risks associated with an unguaranteed corporate debt instrument.

    I understand that PMI Gateway and the SPV, Sentinel 3 SPV Limited, act strictly in a non-advisory, administrative or introductory capacity and do not provide financial, legal, tax, or insurance distribution advice.

    I acknowledge that repayment of the investment is dependent upon the financial performance and obligations of the SPV and is not guaranteed by PMI Gateway, any associated law firm or any other third party.

    I understand that the company is entitled to rely upon this declaration for regulatory purposes.

    SIGNATURE

    By signing below, I agree to the above statements in a way that satisfies the statutory signature requirements set out as per the regulations of my jurisdiction of residency.

  • Signed Date*
     - -
  • Documents

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