DECLARATION
I hereby certify, warrant, and represent that I am an “Accredited Investor” as defined in Rule 501(a) of Regulation D under the US Securities Act of 1933, as amended. I qualify under at least one of the specific category/categories selected below:
My individual income exceeded $200,000 in each of the two most recent calendar years, or my joint income with my spouse (or spousal equivalent) exceeded $300,000 in each of those years, and I have a reasonable expectation of reaching the same income level in the current calendar year. - {myIndividual}
My individual net worth (or joint net worth with my spouse or spousal equivalent) currently exceeds $1,000,000 (N.B: In calculating your net worth, you must exclude the value of your primary residence, as well as any mortgage debt secured by the residence up to its fair market value). - {myIndividual51}
I hold in good standing a professional certification, designation, or credential recognised by the SEC as qualifying for accredited status (e.g. General Securities Representative License/Series 7, Licensed Investment Adviser Representative/Series 65 or Private Securities Offerings Representative/Series 82). - {iHold}
I am signing on behalf of an entity (e.g. a trust, corporation or partnership) with total assets exceeding $5,000,000 that was not formed for the specific purpose of acquiring the securities offered. - {iAm53}
REGULATIONS OFFSHORE TRANSACTION DECLARATION
By signing below, I further declare and agree that:
I acknowledge that the transaction is being executed under SEC Regulation S. The seller of the debt instrument is a UK Special Purpose Vehicle (SPV), the offer and sale are intended to be conducted in an offshore transaction within the meaning of Regulation S and the contract will be executed outside USA borders.
I understand that the loan issued by the SPV has not been, and will not be, registered under the US Securities Act of 1933, and cannot be resold or transferred within the US without registration or an applicable exemption.
I explicitly confirm that I am requesting the detailed Information Memorandum and Legal Documentation regarding this litigation funding SPV entirely upon my own exclusive initiative and initiated communication with PMI Gateway regarding this litigation funding structure on an unsolicited basis and I have not been targeted by any form of general solicitation or public advertising within the United States of America.
UK FINANCIAL PROMOTION ACKNOWLEDGEMENT
I acknowledge that the investment opportunity and related materials are being provided by a UK entity and may constitute a financial promotion under the Financial Services and Markets Act 2000.
I understand that certain exemptions from the restrictions on financial promotions may apply and that, where applicable, the communication may not have been approved by an FCA-authorised person.
I understand the protections available to me may differ from those available in relation to regulated investments and that I should consider obtaining independent financial, legal and tax advice before proceeding.
STRUCTURAL RISK ACKNOWLEDGEMENT
I am aware that it is open to me to seek advice from someone who specialises in advising on investments (including unregulated investment schemes).
I acknowledge that this transaction is a bipartite commercial loan agreement strictly between myself and a UK-incorporated SPV (Special Purpose Vehicle). I accept that the SPV is a separate corporate entity from the law firm and that I assume all structural counterparty risks associated with an unguaranteed corporate debt instrument.
I confirm I have specific knowledge and experience in related financial and business matters to be capable of evaluating the relative economic and operational merits and risks of the investment.
I understand that PMI Gateway and the SPV, Sentinel 3 SPV Limited, act strictly in a non-advisory, administrative or introductory capacity and do not provide financial, legal, tax, or insurance distribution advice.
I acknowledge that repayment of the investment is dependent upon the financial performance and obligations of the SPV and is not guaranteed by PMI Gateway, any associated law firm or any other third party.
I understand that the company is entitled to rely upon this declaration for regulatory purposes.
SIGNATURE
By signing below, I agree to the above statements in a way that satisfies the statutory signature requirements set out as per the regulations of my jurisdiction of residency.